Quest Continuing Education Solutions (Quest CE) is proud to announce a new product line-up to meet Investment Adviser’s Compliance Training Needs. Since 1986 Quest CE has built a reputation of being the premier provider of Compliance Education Training to the financial services industry including insurance professionals and FINRA regulated Broker/Dealers. Quest is now able to address the regulations and requirements that face the Investment Adviser world.
Quest CE’s comprehensive Investment Adviser Training Program allows advisers to complete essential training through a cost-effective one-stop easy to use program. The Investment Adviser Compliance Training program enhances advisers’ ability to provide investment advice to clients, protecting the client, adviser and firm.
Courses include:
• Anti-Fraud Programs and Controls
• Anti-Money Laundering and the Red Flags Rule
• Investment Adviser Client Suitability
• Information Security Protecting You, Your Clients and Your Firm
• Investment Adviser Code of Ethics
Complete Investment Adviser Compliance Training Packages start at $25.00 with individual courses starting at $10.00.
Content
Our courses are delivered through interesting and interactive self-paced online presentations. All of our courses use images and manageable page lengths to enhance the learning experience and make compliance enjoyable.
Compliance Tracking
Quest also offers a complete suite of compliance tracking tools including:
• Outside Business Activities
• Gifts and Entertainment
• Political Contributions
Professional Designation & Insurance Training
Quest CE is a Nationally Approved Provider of Insurance Continuing Education (Insurance CE). Each year we deliver over 150,000 insurance CE courses. Complete state CE packages start at $29.95 with individual courses starting at $12.95.
Via EPR Network
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